Family Protections in Probate
A look at exemptions and allowances under the Texas Estates Code.
By Elizabeth Brenner
The purpose of this article is to detail protections available under
the Texas Estates Code for members of the decedent’s family through
exemptions and allowances. The surviving spouse, minor children, adult
children living at home at the time of death of a parent, and
incapacitated adult children all have, to varying degrees, a potentially
valuable set of protections that can impact both the administration
process and the distribution of the estate. These protections can be
especially significant for a less moneyed surviving spouse.
Creditor Exemptions
Following death, both the homestead and certain personal property of
the decedent is exempt from and therefore passes free from most creditor
claims. If the decedent is survived by a spouse, minor child, or adult
child living in the home, his or her homestead and up to $100,000 in
personal property specified under the Texas Property Code Section
42.002(a)1 passes free from claims of general creditors of
the estate.2 In the event the home is sold, the proceeds of
the sale also pass free from claims of general
creditors.3
Set-Asides in Estate
Administration
Certain property must be set aside for use by family of the deceased.
In an independent administration, it is the executor’s responsibility to
set aside such property upon request. In a dependent administration, the
responsibility falls to the court upon application by the individual
seeking the exemption.
The Right to Use
the Homestead for Life
Upon death, the homestead is set aside for use by minor children of
the deceased and the surviving spouse.4 The surviving spouse
has the exclusive right to occupy the homestead for his or her life—even
if the home is the separate property of the decedent and gifted to
someone other than the surviving spouse.5 Though the
surviving spouse has certain responsibilities with respect to the
property, including routine maintenance and care and payment of property
taxes and mortgage interest, by virtue of being a surviving spouse, he
or she has the exclusive right to occupy the home for as long as he or
she desires as long as these responsibilities are
maintained.6
Personal
Property
In an independent administration, the executor, or the court in a
dependent administration, must also set aside certain personal property
for use by the surviving spouse, adult incapacitated children, or
unmarried adult children remaining with the decedent’s
family.7 This property is set aside for use until
administration of the estate is complete. At that time, if the estate is
solvent, the property then passes to the heirs or, if there is a will,
in accordance with the will.8 However, if the estate is
insolvent, the surviving spouse or child keeps the set-aside property,
even if such property is gifted to someone else by will or
intestacy.9
Allowance in Lieu of
Exempt Property or Homestead
If the estate does not include a homestead, the surviving spouse can
request an allowance from the estate of up to $45,000.10
While a surviving spouse generally cannot elect between the homestead
and the allowance,11 an allowance in lieu of homestead may be
authorized when there is insubstantial equity in the
home.12
In addition, for any or all exempt personal property
specified under the Texas Property Code that is not among the decedent’s
possessions, the surviving spouse or children (including minor children,
adult children living at home, and incapacitated adult children) can
request a reasonable allowance.13 If the estate property is
insufficient to cover the allowance, the personal representative of the
estate may make use of property devised to someone else to pay the
allowance. If necessary, this includes bank accounts that pass by
beneficiary designation.14
The
Family Allowance
In addition to the exemptions outlined above, the surviving spouse,
minor children, and adult incapacitated children of the decedent may be
entitled to a family allowance in an amount necessary for maintenance
for a full year after the date of the decedent’s
death.15 In fact, the Texas Estates Code requires
the provision of a family allowance upon a showing of a
need.16 The individual seeking the allowance has the burden
of showing the amount of family allowance needed for the year. If the
individual is the surviving spouse, he or she also has to show he or she
does not have adequate separate property for maintenance for
the year.17 Assets that were community property at the time
of death, such as wages of the surviving spouse, life insurance
inherited from the deceased spouse, or retirement benefits inherited
from the deceased spouse are not considered for the purpose of
determining the need or amount of family allowance.18 In the
case of minor children, no family allowance is provided if the minor
child has adequate property of his or her own for one year’s
maintenance. Likewise, an adult incapacitated child is not entitled to a
family allowance if he or she has enough property of his or her own or
if he or she was not being supported by the decedent at the time of
death.9
The family allowance is given priority over most other claims against
the estate and paid before any other claim except funeral expenses and
expenses of the decedent’s last illness.20 If there are
insufficient funds from which to pay the family allowance, the court
must order sale of estate property, including property gifted to others,
to pay the family allowance.21 As in the case of the
allowance in lieu of exempt property, if there are insufficient estate
assets, the executor may reach into a non-probate bank account to pay
the family allowance.22
In short, exemptions and allowances under the Texas Estates Code
provide a potentially robust set of benefits and protections for the
surviving family of the deceased. Not only do these benefits and
protections impact the administration process, but they can also impact
gifts from the decedent’s estate such that a gift intended by the
decedent for someone else can be subsumed by an exemption or allowance.
Moreover, the personal representative may be able to reach into a
non-probate asset to satisfy an allowance. Attorneys for the personal
representative and the beneficiaries should therefore be cognizant of
exemptions and allowances through the course of the administration of
the estate.TBJ
ELIZABETH "LIZ"
BRENNER
is an attorney with Burns Anderson Jury & Brenner in Austin, where
she focuses on probate and trust litigation, probate administration,
guardianship, and estate planning.