TBJ JULY/AUGUST 2023
Voir Dire
A look at the Process and 10 Quick Tips for Success.
Written by David Brenner
As courtroom practitioners, we spend hours contemplating our trial strategy. From the minute our case first lands on our desk, we begin to formulate our theme. Through discovery, we obtain, organize, and identify our evidence. All in preparation for the dramatic unfolding of our case at trial. All with the hope that the 12, the jurors—those we charge to observe, listen, and decide—find our story compelling. However, even the greatest trial lawyer cannot succeed if and when he faces a jury who is biased from the onset.
Hopefully, we are cognizant of conformation bias and cognitive dissonance. People favor information that confirms their beliefs. When people display this bias, they gather or remember information selectively, or interpret what they hear in such a way as to confirm their bias. They tend to interpret ambiguous evidence as supporting their existing beliefs.
Voir dire examination protects the right to an impartial jury by exposing possible improper juror biases. Through voir dire, counsel or the court inquire about specific views that would prevent or substantially impair jurors from performing their duty in accordance with the court’s instructions and oath. The voir dire process is the only tool at our disposal that permits us to identify and root out potential venire members who would ignore our presentation from the outset.
The Process
Voir dire examination falls within the
sound discretion of the trial court. Local
custom may impact how the discretion is
exercised. For example, in Central and
North Texas, judges allow each attorney to
perform their general panel questions and
individual panel questions as they see fit. In
South Texas, attorneys must ask general
questions. Then after both sides complete
general questions, attorneys are allowed to
engage individual venire members about specific responses to the general
questions.
In federal courts, most judges request counsel to provide written questions that the judge will evaluate and decide whether to ask to the panel. After the federal judge has completed voir dire, some allow limited time for attorney voir dire but rarely on written questions submitted but not asked.
Jury Shuffle
The venire panel should appear random.
At times, however, the panel appears skewed
by the panel’s age, sex, education, or other
characteristics. At a party’s request, a trial
court must grant a jury shuffle if one is timely
requested. You must request the shuffle after
the panel is assigned but before voir dire.
Only one shuffle is allowed in each case.
Time Limitations
Frequently, trial courts limit the amount
of time to conduct voir dire. If insufficient
time is allowed, preservation of error requires
clear identification to the court as to why
and how the time limitations are insufficient,
an identification of the areas of inquiry that
the time limitations precluded you from
making, and identification of the venire
members you could not question based on
the limitations.
In evaluating whether time limitations imposed in voir dire resulted in an abuse of discretion, the Texas Court of Criminal Appeals identified a three-prong test. First, did counsel prolong voir dire by asking irrelevant, immaterial, or superfluous questions; second, were the questions that counsel sought to ask proper voir dire inquiries; and third, did the jury include venire members whom counsel was not allowed to examine. This approach was adopted for civil cases.
Challenges for Cause
Generally, a challenge for cause may be
made during voir dire or after its
completion. One should always ask the
trial judge at what stage of voir dire the
judge will address for- cause challenges.
Usually, a challenge for cause is based on
the statutes governing the qualification of
jurors, like the venire members’ bias,
interest, or medical impairment, etc.
However, a juror may be excused for other
reasons. Counsel must elicit the
disqualifying information from the challenged juror to challenge for
cause.
There is no limit to the number of
challenges for cause.
Bias and/or Prejudice
Bias is an inclination toward one side of
an issue rather than to the other, but to
disqualify, it must appear that the juror’s state
of mind leads to the natural inference that he
will not act with impartiality. Prejudice is
more easily defined, as it means prejudgment,
and consequently embraces bias; the converse
is not true.
Specific examples of for-cause application of bias or prejudice include bias against counsel; a predisposition against a witness; a refusal to apply the law applicable to a case; and a predisposition against a party, relation by consanguinity or affinity within the third degree to a party in the case, or previous jury service in the same case. Disqualification, as opposed to bias and prejudice, requires the venire member be dismissed.
Evidence and Rehabilitation
Traditional notions of the nature of voir
dire for evaluating bias and prejudice have
changed. Bias and prejudice cannot relate to
the evidence that will be presented in a case
and arguing your case during voir dire might
destroy your ability to preserve error relating
to the denial of a for-cause strike. For-cause
challenges must focus on predetermination
unrelated to evidence to be practical.
Rehabilitating expression of bias. In Cortez v. HCCI-San Antonio,1 the Supreme Court of Texas evaluated whether a venire member could be rehabilitated after expressing bias. If the record, taken as a whole, clearly shows that a venire member was materially biased, his or her ultimate recantation of that bias at the prodding of counsel will normally be insufficient to prevent the venire member’s disqualification. However, statements of partiality may be the result of inappropriate leading questions, confusion, misunderstanding, ignorance of the law, or merely loose words spoken in warm debate. If the initial apparent bias is genuine, further questioning should only reinforce that perception; if it is not, further questioning may prevent an impartial venire member from being disqualified. Because trial judges are actually present during voir dire, they are “in a better position . . . to evaluate the juror’s sincerity and his capacity for fairness and impartiality . . .” When a venire person expresses bias or confusion, the trial court has the discretion to stop the line of questioning to clarify that person’s response.
One side starting ahead. Asking a venire member which party is starting out “ahead” is often an attempt to elicit a comment on the evidence. Asking which party is “ahead” may be appropriate before any evidence or information about the case has been disclosed. But when preceded by an attorney summarizing the facts of the case to the venire, a statement that one party is ahead cannot disqualify if the venire member’s answer merely indicates an opinion about the evidence. A statement that is more a preview of a venire member’s likely vote than an expression of an actual bias is no basis for disqualification because litigants have the right to an impartial jury, not a favorable one. Commitment questions. Asking prospective jurors what their verdict would be if certain facts were proved is improper. Fair and impartial jurors reach a verdict based on the evidence, and not on bias or prejudice. Voir dire inquiries to jurors should address the latter, not their opinions about the former.
Peremptory Challenges
After the conclusion of voir dire, a party
may challenge jurors without assigning
reason. This is the peremptory
challenge.2
The attorneys retire and exercise their
peremptory challenges, and from their lists,
the clerk designates the first (12 in district
court, six in county court) who will serve on
the jury. A peremptory challenge may be
used for any reason other than on improper
discriminatory grounds.
Number of Peremptory Challenges
Generally, each party is entitled to six
peremptory challenges in a case tried in the
district court and to three in the county court.
Each side is also entitled to one additional
peremptory challenge if one or two alternate
jurors are to be impaneled. Each side may
exercise two additional peremptory challenges
if three or four alternate jurors are to be
impaneled. The additional peremptory
challenges may be used against an alternate
juror only, and none of the normal
peremptory challenges may be used against
an alternate.
Batson Challenge
In Batson v. Kentucky,3 the U.S. Supreme
Court held that a criminal defendant is
denied equal protection under the U.S. Constitution if a prosecutor
uses peremptory
challenges to exclude members of the venire
panel solely on the basis that their race is the
same as the defendant’s. Batson applies to civil
cases. Batson has also been extended to
prohibit peremptory challenges solely based
on sex. It should be noted that a pattern of
discrimination is not necessarily limited to
strikes against a protected class but can be
applicable to a pattern of strikes against a
particular race or sex, protected or not.
Procedure for Making Batson
Challenge
To challenge an opposing party’s use of
peremptory challenge for a discriminatory
purpose, the party must lodge an objection as
to the use of peremptory challenges before the
jury is sworn and the remainder of the venire
discharged. The objection triggers a
threestage
process. Step one: the opponent of the
peremptory challenge must establish a prima
facie case of racial discrimination. If no
prima
facie case is made for discrimination in the
use of the peremptory challenges, the
objection to the challenge should be
overruled. During the second step of the
process, the burden shifts to the party who
has exercised the strike to come forward with
a non-discriminatory explanation for why
the juror was stricken. The issue for the
trial
court at this juncture is the facial validity
of
the explanation. Unless a discriminatory
intent is inherent in the explanation, the
reason offered will be deemed race-neutral
for purposes of the analysis of step two.
However, if no non-discriminatory
explanation is offered for the strike, then
the
objection to the use of the strike should be
sustained. During step three, the trial court
determines if the party challenging the strike
has proven purposeful discrimination, and
the trial court may believe or not believe the
explanation offered by the party who
exercised the peremptory challenge. The
burden of persuasion regarding racial
motivation rests with, and never shifts from,
the opponent of the peremptory strike and is
left to the trial court discretion.
10 Quick Voir Dire Tips
-
Voir dire is not an opening statement.
-
Do not ask factual commitment questions.
-
Always address the charge and its instructions.
-
Try to rehabilitate favorable venire members.
-
Always spend time on bias and sympathy.
-
Don’t preach! We need to hear the venire persons’ opinions; they don’t need to hear your opinions.
-
Avoid leading questions.
-
Do your homework about your venue and public sentiment may affect your case.
-
Object judiciously.
-
Bring help. It is difficult to take good notes when you are engaged in voir dire. TBJ
DAVID BRENNER is a partner in Burns Anderson Jury & Brenner. He has a statewide practice in personal injury, civil trial, and appellate practice.